0001193125-12-006241.txt : 20120109 0001193125-12-006241.hdr.sgml : 20120109 20120109124054 ACCESSION NUMBER: 0001193125-12-006241 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120109 DATE AS OF CHANGE: 20120109 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: iSHARES INC CENTRAL INDEX KEY: 0000930667 IRS NUMBER: 510396525 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49345 FILM NUMBER: 12516812 BUSINESS ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 6176621504 MAIL ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: ISHARES INC DATE OF NAME CHANGE: 20000516 FORMER COMPANY: FORMER CONFORMED NAME: WEBS INDEX FUND INC DATE OF NAME CHANGE: 19970211 FORMER COMPANY: FORMER CONFORMED NAME: FOREIGN FUND INC DATE OF NAME CHANGE: 19950524 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CURIAN CAPITAL LLC CENTRAL INDEX KEY: 0001275431 IRS NUMBER: 300024958 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 7601 TECHNOLOGY WAY CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 7204896408 MAIL ADDRESS: STREET 1: 7601 TECHNOLOGY WAY CITY: DENVER STATE: CO ZIP: 80237 SC 13G/A 1 d279219dsc13ga.htm SC 13G/A SC 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

 

IShares MSCI Austria Investable Index Fund

CIK=0000930667

(Name of issuer)

 

 

 

Mutual Fund ETF

(Title of class of securities)

 

464286202

(CUSIP number)

 

12/31/11

(Date of event which requires filing of this statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


SCHEDULE 13G

 

CUSIP No. 464286202   Page 2 of 5 Pages

 

  (1)   

Names of reporting persons

 

Curian Capital, LLC

30-0024958

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  ¨        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Citizenship or place of organization

 

Michigan

Number of

shares

beneficially

owned by

each

reporting

person

with:

   (5)    

Sole voting power

 

151,585

   (6)   

Shared voting power

 

   (7)   

Sole dispositive power

 

151,585

   (8)   

Shared dispositive power

 

  (9)

 

Aggregate amount beneficially owned by each reporting person

 

151,585

(10)

 

Check if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

(11)

 

Percent of class represented by amount in Row (9)

 

3.98%

(12)

 

Type of reporting person (see instructions)

 

IA

 


  Page 3 of 5 Pages

 

Item 1.
  (a) Name of Issuer

BlackRock Fund Advisors

 

  (b) Address of Issuer’s Principal Executive Offices

400 Howard Street

San Francisco, CA 94105

 

Item 2.
  (a) Name of Person Filing

Curian Capital, LLC

 

  (b) Address of Principal Business Office or, if none, Residence

7601 Technology Way, Denver, Colorado 80237

 

  (c) Citizenship

Michigan

 

  (d) Title of Class of Securities

Mutual Fund ETF

 

  (e) CUSIP Number

464286202

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

  (a) ¨     Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

  (b) ¨     Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

  (c) ¨     Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

  (d) ¨     Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

  (e) x     An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

  (f) ¨     An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

  (g) ¨     A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

  (h) ¨     A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

  (i) ¨     A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment

Company Act of 1940 (15 U.S.C. 80a-3);

 

  (j) ¨     Group, in accordance with §240.13d-1(b)(1)(ii)(J).


  Page 4 of 5 Pages

 

Item 4. Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a) Amount beneficially owned:

151,585

 

  (b) Percent of class:

3.98%

 

  (c) Number of shares as to which the person has:

See rows (5) through (8) on page2.

 

  (i) Sole power to vote or to direct the vote

151,585

 

  (ii) Shared power to vote or to direct the vote

 

  (iii) Sole power to dispose or to direct the disposition of

151,585

 

  (iv) Shared power to dispose or to direct the disposition of

 

Item 5. Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x

Not applicable.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person

Securities reported on this Schedule 13G as being beneficially owned by [Fill in here] are held on behalf on investment advisory clients, which may include investment companies registered under the Investment Company Act, employee benefit plans, pension funds or other institutional clients.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not applicable.

 

Item 8. Identification and Classification of Members of the Group

Not applicable.

 

Item 9. Notice of Dissolution of Group

Not applicable.


Page 5 of 5 Pages

Item 10. Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

January 6, 2012

Date

 

/s/ Lewis J. Dellarco

Signature

 

VP, Chief Compliance Officer

Name/Title